CONSIDERATIONS ON THE SOUTHWEST-MESOAMERICAN
CONNECTION
Isabelle Lowy Lewis, MA.
My concern
in this paper is to provide an evaluation of the current theories
regarding the sphere of influence encompassing the cultural areas
known as the Southwest and Mesoamerica. I will consider what are
usually referred to as Mesoamericanist and Southwesternist views
relating to the nature, form and extent of exchange between the
two areas, and in the process question the concept of a separation
or border between the two areas.
I will look
at systems of exchange and examine various models which have been
applied to the evidence of movement and exchange. I choose the term
“ exchange” rather than “trade” because
it seems to me that: “ exchange is a more comprehensive concept
than trade or barter, since the reciprocity implied in making an
exchange need not be in kind or even of material goods for material
goods, nor need it occur at the same instant or under the same social
circumstances.” (J.L. Chartoff, 1982).
I will identify
the Southwest as roughly the states of Arizona, New Mexico, southwest
Colorado, southeast Utah, trans-Pecos Texas, Sonora and Chihuahua
(R. McGuire, 1980). Mesoamericanists often refer to this area as
the Gran Chichimeca. Chichimec is the Nahuatl term for barbarians
and Chichimeca refers to the land of the barbarians. Mesoamerica
refers to the prehistoric high culture area of Central America.
The northern boundary of Mesoamerica shifted through time but at
its northernmost extent between A.D. 1000 and 1520 it included parts
of the modern Mexican states of Sinaloa and Durango. (Kirchoff,
1943).
Mesoamericanists
generally work within the premise of a mesoamerican central system
of influence, a “greater civilization” paradigm and
view the Southwest as a “northern frontier” or cultural
outpost. These two categories fall within the classical image of
a dominant/dominated, colonizer/colonized ideological framework,
and it seems necessary to denounce the pitfalls implied in such
an imposition.
Southwesternists,
on the other hand, tend to fall into an isolationist mode, defining
“their” area as a totally self-sufficient, autonomous
sphere with no, or little external influence. The truth, as usual,
seems to lie somewhere in between, perhaps based upon a model of
cultural interaction, a network of relationships involving technology,
social organization, and belief systems rooted in a common cultural
bed.
Following Clifford
Geertz’s approach to the interpretation of culture, I will
venture that cultural anthropology is not “an experimental
science in search of law, but an interpretive one in search of meaning”
(Geertz, 1973). When it comes to try and understand how other peoples
see the world and live within their own definitions of reality,
we can only play a game of wild guesses, and at best try to understand,
in their language, the answers they may have to offer. This involves
learning the art of conversation and of reading another discourse.
The major flaw
inherent in the interpretation of culture, or in the attempt to
read another cultural discourse, past or present, is the imposition
of our own subjectivity, ever present, upon what we envision as
an objective reality. Hence the wild dance of theoretical models
and theories, the mental and psychological luggage we carry everywhere
we go. In trying to decipher the amount of material available in
any field of study, we should first proceed with a kind of archaeology
of knowledge, a critical review of the origin and evolution of the
author’s position, a “thick description” of his
own reality.
In order to
understand the nature and function of exchange in the prehistoric
Southwest, we need to turn our attention toward the type of items
exchanged, their quantity, the mode of exchange and the symbolic
meaning of such items.
“When
one begins to write of the ancient Pueblos and cliff-dwellers, the
real work on Mexico and Central America, to some extent also on
the Andean People, has commenced…One cannot ravel the Mexican
plateau or the Guatemalan and Andean highlands without being conscious
on every hand of shadows from the Great Southwest. The Pueblo region
proper ends in southern Chihuahua, roughly with the Conchos valley.”
(E. Hewett, 1936)
To Edgar hewett, as to Adolph bandelier, the Southwest was indeed
an integral part of Mesoamerica. The vast area stretching from the
American Southwest to Bolivia was part of one interrelated culture.
(C. Riley, 1986)
E.Hewett, though,
was an isolationist. The isolationist school started developing
before WW II but reached its peak in the 1920’s and 1930’s.
Archaeologists began to look at the Southwest as having a largely
autonomous development and assumed for some reason, that the area
stopped at the international border.
After WW II,
there was again a swing back to a belief in strong Mesoamerican-Southwest
interaction, with Mesoamerica functioning as a donor and the Southwest
as a recipient. This viewpoint, still popular today, was most highly
developed by Charles Kelley and the late Charles Di Peso. Both see
the Southwest as a source area for raw materials obtained by some
organized group or groups. Kelley and Di Peso refer to these groups
as Pochteca, by analogy to the trading sodality of the Aztecs. (Di
Peso 1974; Kelley 1966).
Another approach,
which also developed after World war II, and also popular today,
is that of an isolationism set in a processual mode. Changes in
Southwestern social and economic institutions, religion, art, are
seen as the result of interactive internal processes, or the interaction
of various cultural sub-systems with the environment.
A great deal
of interest has been shown in recent times for a model of southwestern-Mesoamerican
interaction based on Immanuel Wallerstein’s world system concept,
a model which could embrace the pochteca mechanisms of Kelley and
Di Peso.
It would seem
that, before we can provide an explanatory model for Southwest-Mesoamerican
interaction, we need to evaluate the nature and level of contacts,
and how such contacts modified the lives of the peoples involved,
as well as how these contacts were affected by historical changes.
The problem inherent to any study of the protohistoric Southwest
is that data are sketchy and uneven.
Caroll Riley
(1986), identifies two major periods of Mesoamerican influence into
the Southwest before protohistoric times:
The first corresponds to the rise of the macrotraditions: Anasazi,
Mogollon, and Hohokam. Schroeder (1965; 1966) postulates the introduction
of a superior race of Chapalote maize into the Southwest, perhaps
in late B.C. times.
This augmented
economic base would have permitted the development in subsequent
centuries of ceremonial architecture, pottery (or, at least new
ceramic techniques), irrigation, new art motifs, a taste for shell
ornamentation, cotton, and cremation practices, among other traits.
Shell beads have been documented in the Southwest as early as 6.000
B.C. (McGuire, 1980), and the identification of ceremonial architecture
in the Southwest remains an open field of research, while the other
traits mentioned are also subject to argumentation.
The second
wave of Mesoamerican traits appear in the Great Pueblo period at
Chaco canyon, the sedentary Hohokam, the expansionist Medio period
at casas Grandes, and perhaps also Classic Mimbres. Evidence for
these contact points in several directions and the nature of the
connection is also disputed.
Kelley and
Kelley see clear penetration of a Mexican trading group or pochteca
into chaco canyon during the Pueblo III period at chaco. (Kelley
and Kelley 1975: 201-206). They consider the pochteca to be middlemen
in a trade network which funneled turquoise to Mesoamerica while
copper ornaments, feathers and shells were traded northward.
Kelley and Kelley also believe that a number of architectural features
at Chaco canyon were of Mesoamerican origin. They feel that the
great kivas were pochteca headquarters. They assume a widespread
pochteca network, and other researchers have reported high status
burials of possible pochteca type in a number of southwestern sites
in Pueblo III times.
Researchers
such as Frances Joan Mathien and Randall McGuire, on the other hand,
reject the pochteca theory, questioning the impact on the Southwest
in Chacoan times of mobile traders, pochteca or otherwise.
McGuire’s hypothesis regarding the Mesoamerican connection
in the Southwest envisions an interaction based on exchange of goods,
ideas, beliefs encompassed within a vast sphere of similar value
systems (1980). He suggests that further identification and specification
of local sources of production and influence is necessary, as well
as the importance of distinguishing between symbolic form and symbolic
meaning when comparing cultural traits.
McGuire argues against the elements of support for the pochteca
theory. Pochteca theorists base their argumentation on four points:
1)The presence of Mesoamerican derived traits in the Southwest.
2)The identification of presumed pochteca burials in the Southwest.
3)The identification of presumed pochteca outposts in the Southwest.
4)The presumed missionization of the southwest by Mesoamerican
cults.
The pochteca
theorists treat Mesoamerica as being sufficiently homogeneous to
be sampled haphazardly in providing traits for comparison to the
southwest. They compare such diverse traits as an observatory from
Yucatan (Kelley and Kelley 1975:209), spindle whorls from West Mexico
(Di Peso 1974), a ball court from central Mexico (Di Peso 1974),
and even an artistic motif from the Dominican Republic (Di Peso
1974), to specific cultural manifestations in the Southwest as if
these Mesoamerican traits all originated from a single culture.
“Pochteca
theorists have put great stock in the occurrence of Mesoamerican-derived
traits or influence as evidence for pochteca activity in the Southwest…Comparison
of traits without reference to their cultural contexts cannot establish
intervention in the Southwest by specific representatives of specific
Mesoamerican states. Establishment of such intervention is necessary
for proof of the pochteca hypothesis since pochteca were agents
of specific conquest states. Furthermore, Mesoamerican influence
in the Southwest does not by itself indicate pochteca activity as
this is only one possible mechanism to account for such influence
(McGuire, 1980:7).
A brief examination
of the Mesoamerican influences advocated for one region of the Southwest,
Chaco Canyon, suggests that these arguments are somewhat forced.
Lister (1978:236-39) presented a list of 30 traits (table 1) that
he identifies as, or presumes to be of Mesoamerican origin. Although
he recognizes that the appearance of these traits is not a priori
evidence of pochteca in Chaco Canyon, he feels that the extent of
these traits and the suddenness of their appearance at approximately
A.D. 1000 supports the pochteca theory.
McGuir notes that this date of A.D. 1000 is important, as the beginning
date for the cultural florescence of Chaco Canyon is ca. A.D. 1030.
Vivian and
Matthews (1965:30), point out pre-A.D. 1000 Anasazi precedents for
most architectural features and note that even though these features
replicate Mesoamerican forms, they function differently in Anasazi
contexts. They also note that architectural parallels from Mesoamerica
for tower kivas and tri-walled ruins are based on little more than
shape.
Beyond major
architectural features, a number of traits that Lister advocates
for increased Mesoamerican influence in Chaco Canyon at A.D. 1000
have been documented in the Southwest at earlier dates than in Mesoamerica.
They would include T-shaped doors (Love 1975), turkeys (McKusik
1974:275), and turquoise (Jernigan 1978:222). Shell beads occur
in the Southwest as early as 6000 B.C. and in terms of jewelry in
general, Jernigan (1978:222) concludes that commonality in form
between the Southwest and west Mexico results not from a one way
passage of style north but from long term casual interaction between
the two areas beginning ca. A.D. 1.
Of Lister’s
30 traits of Mesoamerican origin which are supposed to appear suddenly
at Chaco Canyon in the mid-1000’s only eight are not of questionable
Mesoamerican origin or do not appear in the Southwest before A.D.
1000. These traits include the inference that a tree in the courtyard
at Pueblo Bonito represents the “tree of life”. MacGuire
notes that this is a questionable inference as similar symbolic
forms do not always indicate similar meanings.
Also, more
important than Lister’s apparent overemphasis of the extent
and impact of Mesoamerican influence at Chaco Canyon is the fact
that none of the traits he lists can be traced to specific Mesoamerican
cultures. The presence of these traits does not therefore support
the contention that Chaco canyon was dominated by the pochteca of
a given Mesoamerican sate.
Pochteca Burials:
Burial items in the Southwest, like shell trumpets, locally made
pottery, human and animal sacrfices, and baskets, cannot be associated
with pochteca. Ceremonial staffs, canes, or sticks, identified by
pochteca theorists as symbols of pochteca, appear in the anasazi
area at least as early as Basketmaker II (A.D.1-400). Parsons (
1939:325-28) discusses aboriginal pueblo uses of staffs, canes,
or sticks as religious and political symbols. These aboriginal Pueblo
uses of canes, staffs, or sticks indicate the extremely wide range
of functions and meanings these artifacts have.
Pochteca Outposts:
Kelley and Kelley (1975) identify Chaco canyon as a pochteca outpost,
and Di Peso identifies Casas Grandes as another. Kelley and Kelley
advance that the occurrence and the florescence of Anasazi kivas
in Chaco Canyon are evidence for pochteca domination of Chaco Canyon.
They also assume that Chaco Canyon functioned as a trade outpost:
“Pueblo Bonito, at least, looks very much like a trading post
crammed with trade objects, ready for transport and sale.”
(Kelley and Kelley, 1975:205).
According to
McGuire: “the Kelleys’ hypothesis that Mesoamerica pochteca
introduced the great kiva into the Southwest flies in the face of
established interpretations which maintain that great kivas originated
in the Mogollon area and later spread to the Anasazi. (Vivian and
Reiter, 1960).
Between A.D.
1000 and 1150 great kivas occur at Aztec Ruin and Solomon Ruin on
the San juan, the Lowry Ruin in Southwest Colorado, Fort Wingate
on the Navaho reservation (Vivian and Reiter, 1960: 6-7), at LA
835 near Santa Fe (Stubbs, 1954) and many other sites. (McGuire,
1980: 17).
The Mesoamerican
structure the Kelleys propose as a great kiva prototype is dubious,
and there is at present no long developmental sequence of great
kiva structures in Mesoamerica. There is, however,, a long and unbroken
developmental sequence of great kivas in the Mogollon area (Neely,
1974). If we must seek recurrent inspiration for Anasazi great kivas
we must look no further south than the Mogollon. Also, if the great
kivas were pochteca structures, then they should not vary between
the Mogollon and the Anasazi, just as Spanish churches were similar
among the Pima and the Tewa. This, however is not the case, as Mogollon
great kivas do not share all the features of Anasazi great kivas
and come in greater variety of forms than Anasazi examples. (McGuire,
1980: 17).
Chaco Canyon
as Trade Outpost:
Close examination of Pepper’s (1920) and Judd’s (1954,
1964) descriptions of Pueblo Bonito reveals that no more than 12
rooms out of 341 excavated contained large quantities of items.
Also, excavations at three other Chacoan towns, Pueblo del Arroyo
(Judd, 1959), Pueblo Alto and Chetro Ketl, have failed to produce
even this much evidence of storerooms filled with goods. When goods
were found in storage rooms, had they been stored there for transport
and trade or were they stored for distribution within the chacoan
interaction sphere?
As far as shell
is concerned, for instance, it appears that shell was passed from
chaco to its outliers, that is within the Chacoan interaction sphere,
the Chacoan system appears to be the northern terminus of the shell
trade between A.D. 1000 and 1180. Thus, large quantities of stored
shell were more likely used within the Chacoan interaction sphere
and not for external trade.
The Turquoise
Trade:
Kelley and Kelley (1975) claim that the pochteca used Chaco Canyon
as an outpost primarily to control the flow of turquoise into Mesoamerica.
Was Chaco a large-scale exporter of turquoise? McGuire notes that:
“no turquoise occurs naturally at Chaco Canyon nor in the
Chaco interaction sphere. It has long been held (Pepper 1920) that
Chaco canyon turquoise originated from the Los Cerrillos mine near
Santa Fe and it has been demonstrated that 80-odd pieces of turquoise
at the west Mexican site of Alta Vista came from the Cerrillos mine.
(Weigand et al., 1977:31). The Cerrillos mine lies 200 km east of
chaco Canyon. If Mesoamerican pochteca had sought to establish an
outpost to control this mine, why would they locate it 200 km west
of the mine and not in the Rio Grande to the south of the mine?”
(McGuire, 1980:18).
Furthermore,
large amounts of turquoise have been recovered from Pueblo Bonito,
over 50,000 pieces, but the distribution of the material at the
site does not suggest large scale production of it for export. Pepper
(1920) and Judd (1954, 1964) located turquoise at Pueblo Bonito
with burials, cached in various crevices, and randomly scattered
through the deposits. They report no evidence of workshop areas
or storage of large amounts of unworked turquoise or finished items.
McGuire suggests
that the widespread distribution of turquoise in Pueblo Bonito and
the lack of evidence for specialized manufacturing suggests that
Chaco Canyon was not an exporter but an importer of turquoise. The
present evidence leads McGuire to formulate the hypothesis that:
“Chaco Canyon was not a peripheral outpost of development
but instead a cultural center in its own right…Chaco canyon
lies at the center of an extensive road system linking the canyon
to outlying Chaco sites such as Aztec to the north and Kin Ya-a
to the south.” (p. 19)
McGuire argues
that the low volume of Mesoamerican goods from Chaco canyon: 34
copper bells (Sprague and Signori, 1963), 38 macaws (Hargrave, 1970:52),
and a handful of pseudo-cloisonne items (Holien, 1975:162), suggests
specialized trade between the elite of chaco Canyon and the elite
of northwest Mexico. The Mesoamerican-derived characteristics of
Chaco Canyon could have resulted from this type of exchange with
no need for pochteca domination.” (p. 19)
Casas Grandes:
The site of casas grandes in northern Chihuahua shows marked Mesoamerican
features, and particularly evidence of macaw aviculture and copper
metallurgy. According to McGuire, copper and macaws are interesting
items at Casas grandes because in the Southwest only Casas Grandes
has yielded evidence for the production of copper and the breeding
of macaws.
Copper items
are widely distributed in the Hohokam area before the Medio period
at Casas Grandes; however, it is not until the Medio period that
they begin to appear in the Mogollon, Salado, Sinagua, and Anasazi
regions. Also during this time period copper items (primarily bells)
become less common in the Hohokam region and disappear from the
Southwest altogether shortly after the collapse of Casas grandes
(ca. A.D. 1300). This leads McGuire to suggest that the copper items
which occur in the Mogollon, Salado, Sinagua and in the Anasazi
between the A.D. 1100’s and A.D. 1400 may have been produced
at Casas grandes.
Macaws:
From A.D. 1060 to 1340 the frequency of macaws in the Southwest
in general parallels fluctuations in the frequency of macaws at
Casas Grandes (Di Peso et al., 1974b: 184). According to McGuire,
this evidence “strongly suggests that most macaws recovered
in the prehistoric Southwest came from Casas Grandes and not lowland
Mesoamerica.” (p.21).
In general,
McGuire feels that: “the available evidence clearly indicates
that Casas grandes was a major trade center but it also indicates
that the overwhelming bulk of such trade was to the north of Casas
Grandes and not to Mesoamerica. (p. 22). McGuire suggests that,
as a major trade center in the southwest, Casas Grandes may have
sought to emulate high cultural centers to the south.
The occurrence
of copper metallurgy and macaw aviculture suggests that specialized
individuals may have gone south to learn these techniques, and travelled
north with these skills. McGuire advances the hypothesis that the
leaders of Casas Grandes may have imported those skills in order
to dominate the Southwestern market for such rare and valued commodities.
In summary,
McGuire suggests that: “the evidence for pochteca outposts
in the Southwest clearly indicates that one such proposed outpost,
Chaco Canyon, does not fit expectations and that the other proposed
outpost, Casas Grandes, was not controlled by mercantile interests
in Mesoamerica. Both these locations appear to be centers in their
own right, not provincial outposts of a Mesoamerican state.”
(p. 23)
Mesoamerican
cults in the Southwest:
The pochteca theorists place great importance on the appearance
in the southwest of iconographic traits which they believe represent
central Mexican deities or cults (Di Peso 1968, 1974: 301-08), Kelley
and Kelley 1975: 211). McGuire rightfully notes that: “ the
symbolic association of meaning and form is arbitrary” (p.24).
Many of the iconographic traits such as the bird-serpent motif are
distributed from Peru to the Southwest, so it is difficult to see
how their appearance in the Southwest represents the introduction
of a central Mexican cult rather than “ the existence of a
widespread set of symbols and beliefs the central Mexican cults
were built from.” (p. 24)
The feathered
or horned serpent motif, found throughout the Southwest and Mesoamerica,
is a good example of this phenomenon. Snake symbolism has a great
antiquity in the Southwest. Parsons (1939: 184-86) indicates the
horned or feathered serpent is found in all Pueblo religions except
the Tewa, and represents the water serpent. This serpent can be
a collective being which lives in springs or a single being, a god
of terrestrial waters. The water serpent controls floods, earthquakes
and landslides and is a fearsome and punitive personage. Zuni and
Hopi tales include reference to the sacrifice of children to placate
the water serpent. These Pueblo beliefs parallel symbolic associations
of the feathered serpent seen in Classic period Mesoamerica. (Krickeberg
et al., 1968: 18-42)
The Toltec
Quetzalcoatl cult, however, brought together a variety of symbols,
among them the feathered serpent and gave them new meanings. The
Toltec and Aztec in their Quetzalcoatl cult associated the feathered
serpent not with water symbolism, but with sky symbolism. Given
that ethnographic Pueblo beliefs parallel more closely Classic period
Mesoamerican associations of the feathered serpent with water symbolism
than the Toltec and Aztec Quetzalcoatl myth, it is unlikely that
Toltec pochteca introduced the feathered serpent to the Southwest
as part of the Quetzalcoatl cult.
The central
Mexican cults the pochteca theorists present as the religion of
Mesoamerica are a complex synthesis of earlier beliefs and symbols.
Also, the gods of central America are not the gods of all Mesoamerica.
“Although there is no question that Mesoamerican-derived beliefs,
such as the Zuni new fire ceremony, occur in the Southwest, these
symbols and beliefs all have wide distribution in Mesoamerica. The
appearance of these symbols and beliefs in the Southwest does not
indicate proselytizing by missionaries of specific central Mexican
cults but does indicate the northernmost extent of a basic set of
beliefs and symbols that were variously combined in different cults.”
(McGuire, p. 25)
The Kachina
cult:
Beals (1943: 248) notes that there is no evidence of the Kachina
cult
between the valley of Mexico and the Pueblos and concludes that
it did not
result from direct contact but from an earlier shared cultural stratum.
The appearance in the southwest of brightly colored and narrative
kiva murals signals the appearance of the Kachina cult at the beginning
of Pueblo IV (A.D. 1300).
Many iconographic
traits originating from Mesoamerica, including jaguars, macaws and
feathered serpents, appear on these murals. There are conceptual
similarities between these murals and those of Mesoamerica, but
there are also considerable differences, especially stylistic ones
(Brody, 1968: 8). The Anasazi murals are characterized by a clearly
defined geometry, which is not an important factor in Mesoamerican
murals. McGuire agrees with Borody that Mesoamerican murals may
have been a prototype for Pueblo IV kiva murals, but he argues that
a large stylistic gap separates the two, preventing a simple mechanistic
influence as suggested by the Kelleys.
To sum up,
it seems that the pochteca theorists have overemphasized the extent
and nature of Mesoamerican influence in the Southwest. The pochteca
theory is not substantiated by any real evidence in the Southwest.
The evidence for central Mexican cults in the Southwest is extremely
tenuous. The symbols and beliefs that ethnographic and prehistoric
Southwestern cultures shared with these cults are part of a basic
set of symbols and beliefs which are variously combined and synthesized
in a large number of Mesoamerican cults.
It also appears
that trade between Mesoamerica and the Southwest was neither a prime
mover, nor an autonomous phenomenon, but an integral part of a network
of relationships, involving technology, social organization and
belief systems. The influence of Mesoamerica on the Southwest would
have resulted from interaction between northwest Mexican and Southwest
societies rather than domination by any single group such as pochteca.
“This
interaction encompassed not only the exchange of goods but also
of ideas, accounting for shared beliefs, symbols, and architectural
forms in the two regions. Furthermore, this interaction both influenced
and changed due to changes in social complexity, markets, and access
to natural corridors of communication in both regions.” (McGuire,
p. 33)
Ripples in
the Chichimec Sea:
Mesoamericanists studying Mesoamerican influence on the Southwest
tend to rely mostly upon economic models to explain what they call
the integration of the northern hinterland into the Mesoamerican
sphere of influence. Most recently, some researchers have used Wallerstein’s
(1974) world systems model in an effort to yet again discuss this
issue. (Di peso 1980, Dirst & Pailes 1976, Kelley 1980, Pailes
& Whitecotton 1975).
The world system
model is based on economic premises, or a core-periphery model of
interaction derived from the research of mostly European historians
who have attempted to explain the rise of capitalism. (Braudel 1972).
Wallerstein begins with the concept of a social system which he
defines in terms of a division of labor, or a grid [network] which
is substantially interdependent” (Wallerstein, 1976: 397).
He argues that only two classes of social systems can have existed:
“those relatively small, highly autonomous subsistence economies
not part of some regular tribute-demanding system…and world
systems”. (1974: 348, 1976). Wallerstein identifies two classes
of world systems: world empires, which are politically as well as
economically integrated; and world economies, which are not politically
integrated.
Wallerstein’s
model leads us to examine how the development of cores derives from
the creation of peripheries, shifting our focus from diffusion or
adaptation to interaction and dependencies. He directs us to the
right questions, but his work does not provide us with the tools
to answer those questions in non-capitalist societies.
Southwestern
archaeologists have primarily utilized Wallerstein’s concept
of world economy as a mode of production, but when Wallerstein discusses
world economies, he refers specifically to the capitalist world
economy.
Wallerstein’s
model emphasizes how the core subjugates the periphery, but it does
not adequately deal with the unique aspects and developments of
peripheries or how peripheries affect the core. It seems that we
must be able to interpret the variation and development of societies
which are not cores in terms of interregional relationships, and
step out of the arbitrary opposition between core and periphery.
What would be the scale by which we judge what societies are cores
or peripheries? In the context of Anasazi development, Chaco canyon
might qualify as a core, but in terms of the Southwest and Mesoamerica,
the entire Southwest would have to be a periphery. These concepts
do not appear to fit the study of the specific development of regions.
Little or no
evidence exists for direct contact between the southwest and any
Mesoamerican core (McGuire 1980). The Southwest did interact with
the societies of west Mexico, such as the prehistoric cultures of
Durango, Nayarit, Jalisco and Sinaloa. Most archaeologists consider
this area a part of Mesoamerica only between A.D. 1100 and 1300.
Even during this time period west Mexico was a periphery first of
the Toltec and then of the world economy that followed. The Southwest,
therefore, was the hinterland of a periphery. (McGuire, 1986: 245-246).
Identifying the Southwest as a periphery does not really describe
its position in the system, nor does it throw any light on the dynamics
of change in the Southwest in relation to alterations in the larger
world system.
The economic
system that seems to be most relevant to Mesoamerican-Southwest
interactions is a prestige-goods economy. “Prestige-goods
economies are based on the association of political power with control
of access to foreign goods, which assume meaning as social valuables…Such
economies are most commonly associated with kin modes of production
and may link kin and tributary modes.” (McGuire, 1986: 251)
In prestige-goods economies, the items exchanged are social valuables
essential for the reproduction of the group. These items validate
the major social and religious life-transition events, as well as
the essential ritual events. The supply of foreign valuables normally
depends on trade relations which link the ruling elite of the group
to faraway societies, over which they have no control. Environmental,
political, or social perturbations several hundred miles away can
disrupt the flow of valuables to the elite.
A prestige-goods
economy existed in the Southwest among the Hohokam at least as early
as A.D. 700 (McGuire, 1983b), and such a system clearly existed
in Chaco Canyon by approximately A.D. 950 (Akins and Schelberg 1981,
Gledhill 1978). Blanton et al, (1981: 250) have argued that a prestige-goods
economy existed in Mesoamerica from 1000 B.C. until the last two
centuries before the Spanish conquest. According to Blanton et al.,
a prestige-goods economy regulated the exchange between Mesoamerica
and the Southwest, and there is no evidence of regular interregional
dependencies for food before the fifteenth century.
Most of the
discussions of Mesoamerican-Southwest interaction focuses on events
beginning around A.S.1000, with the appearance of larger, more economically
and socially diverse settlements throughout the Southwest. At the
same time, the Mesoamerican boundary was approaching its maximum
northern expansion. In many of the discussions, there seems to be
a belief that Mesoamerican trade and traders are Postclassic phenomena.
This is obviously the result of the use of the pochteca model by
Mesoamericanists.
Michael Foster
(1986: 55-64) argues that long distance trade has a long history
and an important role in the development of many Mesoamerican societies
as in many other prehistoric societies around the world. Foster
quotes evidence of the presence of Olmec personages on boulders
in western El Salvador, and of Olmec influence in Guatemala and
Honduras as well. (These areas are at a minimum of 700 km from the
Olmec heartland.)
Teotihuacan is another example with its influence dominant or present
in vast areas of Mesoamerica from western Zacatecas to Kaminaljuyu,
Guatemala, and into western New Mexico.
Rock art styles
in the Southwest are valuable components of the archaeological record.
Graphic images painted on, or carved into the rock derive from various
aspects of cosmologies and mythic systems. The native peoples of
the Southwest have been using the rock surfaces of canyon walls,
rock shelters and talus boulders as canvases to express and record
meaningful symbols of their cosmologies. These petroglyphs and pictographs
may have had various purposes and meanings through time and regional
interpretations. Again, it is important to keep in mind that symbolic
form may differ from symbolic meaning according to regional variations.
The style concept
is helpful in understanding the prehistoric cultural systems in
the Southwest. Schaafsma (1980) suggests the term “interaction
sphere” to deal with regional configurations in archaeological
context.: “ The concept of the interaction sphere is applicable
to areas of stylistic uniformity. Stylistic uniformity results from
a pan-regional information exchange network, and the degree of homogeneity
in a region depends on the efficiency of the intergroup communications.
A shared repertoire of rock art elements, figure types, figure complexes,
and aesthetic modes—hence styles--, thus signifies participation
in a given ideographic system, and in turn, in a given communication
network.” (Schaafsma 1980: 8)
The desert
Hohokam culture, refered to by Haury as a “frontier, spacially
displaced, Mesoamerican society (Haury, 1976: 351-53) is believed
to have made its debut in the Southwest as a result of an actual
migration of people from the south, who brought with them a knowledge
of village living, water management, tillage technology and pottery
making, as well as cotton and a new variety of maize. A number of
cultural items typical of the Hohokam have their origin in Mesoamerica.
Copper bells, ear-plugs, mirror mosaics constructed of iron pyrite,
and clay figurines of a type found in Mesoamerica, are evidence
of contact with the south. The spiral, a dominant motif in both
Hohokam rock art and pottery decoration is frequently present in
the petroglyphs of Sinaloa and Nayarit. (Mountjoy, 1974b)
Mexican origins
seem apparent for many of the features present in the Jornada style
of the desert Mogollon, which flourished from ca. A.D. 1000 to ca.
1500. There also seem to be similarities in the Jornada and Mimbres
regions with Casas Grandes, immediately to the south in Chihuahua.
Di Peso has shown that a Mexican art style and iconography is apparent
at Casa Grandes around A.D. 1060, and that these changes coincide
with the arrival of pochteca merchants from west Mexico who were
heavily under Toltec influence.
Mesoamerican
cults of deities such as Tezcatlipoca, Quetzalcoatl, and Huitzilipochtli
are introduced at Casas Grandes by the pochteca, as well as Tlaloc
and Xipe Totec (Di Peso, 1966: 21). There was a network of communication
and exchange between the Jornada and mimbres regions and Casas grandes,
and the desert Mogollon culture after A.D. 1050 shows elements of
a new ideology which is reflected in art.
“Masks
and faces with almond eyes and also abstract decorations, horns,
feathers, and pointed caps. Mythical beings with round, staring
eyes, large blanket designs; horned serpents, flying birds and spread-winged
eagles, turtles, tadpoles, fish and insects; corn, cloud terraces,
and rainbows.” (Schaafsma, 1980: 199) These figures replaced
the simple and repetitious figures of earlier rock art of this region.
The goggle-eyed figure prevalent in the rock art of the Jornada
region is believed to be a northern representation of the Mesoamerican
Rain God Tlaloc. (Schaafsma, 1980: 203)
What can be
called “classic” Tlaloc or Rain god types in the eastern
jornada style are abstracted anthropomorphic designs consisting
of a trapezoidal or rectangular head above a similarly shaped, larger
block representing the body.” (ibid., 203). A second and less
usual type of Tlaloc is a further abstraction of the figure just
discussed. In these instances Tlaloc is represented by eyes placed
above a free blanket design without a bounding outline.
A profusion
and variety of masks also characterize the Jornada style, which
can be identified as representations of Mexican-derived Quetzalcoatl
forms.
The horned or plumed serpent is also a part of the jornada iconography.
Masks with conical caps suggest features of this personage in the
jornada style. A petroglyph of a death’s head with such a
horn suggests the Mexican portrayals of Quetzalcoatl with the Death
God, Mictlantecuhtil, as his twin. (Schaafsma, 1980: 217)
The Jornada
style can be traced as the most direct source for contemporary Pueblo
ideography. A Mexican-Mogollon-Pueblo continuity in religion has
been pointed out by Ellis and Hammack: “The existence of a
Mexican-derived religious art complex in the prehistoric Southwest
between A.D. 1050 and A.D. 1400 explains the observations of many
earlier investigators regarding the apparent parallels between the
religions of central mexico and those of the ethnographic Pueblos.”
(1968: 39)
In conclusion,
the survey of some of the current theories regarding Mesoamerican-Southwest
connections indicates a sphere of interaction based on the exchange
of items, ideas, and religious symbols. The interaction fluctuated
through time, according to the respective florescence and decadence
of cultural centers. It seems that Casas Grandes, and the desert
Mogollon and Hohokam, functioned as relay centers for the transmission
of Mesoamerican values, but the interaction model cannot be simplified
into a one way, northward direction. It would appear that the cultural
value systems of Mesoamerica and the Southwest spring from a common
source, with regional variations and adaptations. Sharing a comparatively
similar environment, it would seem natural that the cultures would
share religious and symbolic interpretations as well as artistic
and aesthetic representations.
The models
of domination, pochteca or otherwise, or of world systems do not
seem to apply to the development of prehistoric societies in the
Southwest. It seems therefore more helpful to adopt a model of interaction
set in a processual, or dynamic mode, and take into account first
existing worldviews, then ecological and historical phenomena in
order to understand the mechanisms of cultural change.
Santa Fe,
New Mexico, 1993
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